antitrust crimes
Model Annotated Corporate Plea Agreement
Last Updated October 11, 2006
UNITED STATES DISTRICT COURT
[XXXX] DISTRICT OF [XXXXXX]
UNITED STATES OF AMERICA
V.
[GLOBAL PRODUCTS, INC.],
Defendant. |
|
Criminal No. [XXXX]
Filed:
Violation: |
PLEA AGREEMENT
The United States of America and [Global Products, Inc.]
("defendant"), a corporation organized and existing under the laws
of [STATE OR if foreign--COUNTRY], hereby enter into the following
Plea Agreement pursuant to Rule 11(c)(1)(B OR C) of the Federal
Rules of Criminal Procedure ("Fed. R. Crim. P."):
RIGHTS OF DEFENDANT
1. The defendant understands its rights:
- to be represented by an attorney;
- to be charged by Indictment;
- [as a corporation organized and existing under the laws of
[COUNTRY], to decline to accept service of the Summons in this
case, and to contest the jurisdiction of the United States to
prosecute this case against it in the United States District
Court for the [XXXX] District of [XXXX];]
- to plead not guilty to any criminal charge brought against
it;
- to have a trial by jury, at which it would be presumed not
guilty of the charge and the United States would have to prove
every essential element of the charged offense beyond a
reasonable doubt for it to be found guilty;
- to confront and cross-examine witnesses against it and to
subpoena witnesses in its defense at trial;
- to appeal its conviction if it is found guilty; and
- to appeal the imposition of sentence against it.
AGREEMENT TO PLEAD GUILTY AND WAIVE
CERTAIN RIGHTS
2. The defendant knowingly and voluntarily waives the rights set
out in Paragraph 1(b)-(g) above[, including all jurisdictional
defenses to the prosecution of this case, and agrees voluntarily to
consent to the jurisdiction of the United States to prosecute this
case against it in the United States District Court for the [XXXXX]
District of [XXXX]]. The defendant also knowingly and voluntarily
waives the right to file any appeal, any collateral attack, or any
other writ or motion, including but not limited to an appeal under
18 U.S.C. § 3742, that challenges the sentence imposed by the Court
if that sentence is consistent with or below the recommended
sentence in Paragraph 8 of this Plea Agreement, regardless of how
the sentence is determined by the Court. This agreement does not
affect the rights or obligations of the United States as set forth
in 18 U.S.C. § 3742(b) [ for C agreements only, also insert "-(c)"].
Pursuant to Fed. R. Crim. P. 7(b), the defendant will waive
indictment and plead guilty at arraignment to a [one]-count
Information [in the form attached] to be filed in the United States
District Court for the [XXXXXX] District of [XXXXXX]. The
Information will charge the defendant with participating in a
conspiracy to suppress and eliminate competition by [DESCRIPTION OF
CHARGE AS SET OUT IN THE CHARGING PARAGRAPH OF THE INFORMATION] sold
in [the United States and elsewhere], [TIME FRAME], in violation of
the Sherman Antitrust Act, 15 U.S.C. § 1.
3. The defendant, pursuant to the terms of this Plea Agreement, will
plead guilty to the criminal charge described in Paragraph 2 above
and will make a factual admission of guilt to the Court in
accordance with Fed. R. Crim. P. 11, as set forth in Paragraph 4
below.
FACTUAL BASIS FOR OFFENSE CHARGED
4. Had this case gone to trial, the United States would have
presented evidence sufficient to prove the following facts:
- For purposes of this Plea Agreement, the "relevant period"
is that period [TIME PERIOD FROM CHARGING PARAGRAPH OF
INFORMATION]. During the relevant period, the defendant was a
corporation organized and existing under the laws of [STATE OR
if foreign--COUNTRY]. The defendant has its principal place of
business in [CITY, STATE OR if foreign--CITY, COUNTRY]. During
the relevant period, the defendant was a [producer] of
[PRODUCT], was engaged in the sale of [PRODUCT] in [the United
States and elsewhere][, and employed X or more individuals].
[SHORT PRODUCT DESCRIPTION]. [During the relevant period, the
defendant's sales of [PRODUCT] to U.S. customers totaled at
least $ [AFFECTED SALES VOLUME THAT WILL BE USED TO CALCULATE
ADVISORY GUIDELINES RANGE].]
- During the relevant period, the defendant, through its
[RELEVANT ACTORS, e.g. officers and employees], [including
high-level personnel of the defendant,] participated in a
conspiracy among major [PRODUCT] [producers], the primary
purpose of which was to [DESCRIPTION OF THE CHARGE] sold in [the
United States and elsewhere]. In furtherance of the conspiracy,
the defendant, through its [RELEVANT ACTORS], engaged in
discussions and attended meetings with representatives of other
major [PRODUCT] [producers]. During these discussions and
meetings, agreements were reached to [DESCRIPTION OF THE CHARGE]
to be sold in [the United States and elsewhere]. [In a
bid-rigging case where defendant submitted comp bid(s), may
insert - The largest contract on which the defendant submitted a
complementary bid in connection with the conspiracy was in the
amount of $[XXX].]
- [Description of relevant interstate and foreign commerce.
Common description is as follows -
During the relevant period, [PRODUCT] sold by one or more of the
conspirator firms, and
equipment and supplies necessary to the production and
distribution of [PRODUCT], as well as
payments for [PRODUCT], traveled in interstate [and foreign
]commerce.] The business activities of the defendant and its
co-conspirators in connection with the [production and sale] of
[PRODUCT] affected by this conspiracy were within the flow of,
and substantially affected,
interstate [and foreign ]trade and commerce.
- Acts in furtherance of this conspiracy were carried out
within the [XXXXX] District of [XXXXX], [XXXXX] Division. [
Description of relevant venue. Common descriptions are as
follows -- [The conspiratorial meetings and discussions
described above took place in [the United States and elsewhere],
and at least one of these meetings [which was attended by a
representative of the defendant] occurred in this District.] OR
[[PRODUCT] affected by this conspiracy was sold by one or more
of the conspirators to customers in this District.]]
POSSIBLE MAXIMUM SENTENCE
5. The defendant understands that the statutory maximum penalty
which may be imposed against it upon conviction for a violation of
Section One of the Sherman Antitrust Act is a fine in an amount
equal to the greatest of:
- $[10] million (15 U.S.C. § 1);
- twice the gross pecuniary gain the conspirators derived from
the crime (18 U.S.C. § 3571(c) and (d)); or
- twice the gross pecuniary loss caused to the victims of the
crime by the conspirators (18 U.S.C. § 3571(c) and (d)).
6. In addition, the defendant understands that:
- pursuant to 18 U.S.C. § 3561(c)(1), the Court may impose a
term of probation of at least one year, but not more than five
years;
- pursuant to § 8B1.1 of the United States Sentencing
Guidelines ("U.S.S.G.," "Sentencing Guidelines," or
"Guidelines"), 18 U.S.C. § 3563(b)(2) or 3663(a)(3), the Court
may order it to pay restitution to the victims of the offense;
and
- pursuant to 18 U.S.C. § 3013(a)(2)(B), the Court is required
to order the defendant to pay a $400 special assessment upon
conviction for the charged crime.
SENTENCING GUIDELINES
7. The defendant understands that the Sentencing Guidelines are
advisory, not mandatory, but that the Court must consider the
Guidelines in effect on the day of sentencing, along with the other
factors set forth in 18 U.S.C. § 3553(a), in determining and
imposing sentence. The defendant understands that the Guidelines
determinations will be made by the Court by a preponderance of the
evidence standard. The defendant understands that although the Court
is not ultimately bound to impose a sentence within the applicable
Guidelines range, its sentence must be reasonable based upon
consideration of all relevant sentencing factors set forth in 18
U.S.C. § 3553(a). [Pursuant to U.S.S.G. § 1B1.8, the United States
agrees that self-incriminating information that the defendant
provides to the United States pursuant to this Plea Agreement will
not be used to increase the volume of affected commerce attributable
to the defendant or in determining the defendant's applicable
Guidelines range, except to the extent provided in U.S.S.G. §
1B1.8(b).]
SENTENCING AGREEMENT
8. Pursuant to Fed. R. Crim. P. 11(c)(1)(B OR C), [if a B
agreement-- the United States agrees that it will recommend, as the
appropriate disposition of this case, that the Court impose] OR [if
a C agreement-- the United States and the defendant agree that the
appropriate disposition of this case is, and agree to recommend
jointly that the Court impose,] a sentence [within the applicable
Guidelines range] requiring the defendant to pay to the United
States a criminal fine of $[XX] million[, pursuant to 18 U.S.C. §
3571(d),][payable in full before the fifteenth (15th) day after the
date of judgment] OR [payable in installments as set forth below
[with interest accruing under 18 U.S.C. § 3612(f)(1)-(2)] OR
[without interest pursuant to 18 U.S.C. § 3612(f)(3)(A) OR §
3612(h)]], [and restitution of $XXX pursuant to 18 U.S.C. §
[3563(b)(2)/3663(a)(3)/ OR 3663A(c)(1)(A)(ii)] [payable in full
before [DATE]] OR [payable in installments as set forth below [with
interest accruing under 18 U.S.C. § 3612(f)(1)-(2)] OR [without
interest pursuant to 18 U.S.C. § 3612(f)(3)(A) OR § 3612(h)]]] ("the
recommended sentence"). The parties agree that there exists no
aggravating or mitigating circumstance of a kind, or to a degree,
not adequately taken into consideration by the U.S. Sentencing
Commission in formulating the Sentencing Guidelines justifying a
departure pursuant to U.S.S.G. § 5K2.0. The parties agree not to
seek or support any sentence outside of the Guidelines range nor any
Guidelines adjustment for any reason that is not set forth in this
Plea Agreement. The parties further agree that the recommended
sentence set forth in this Plea Agreement is reasonable.
- [The United States and the defendant agree to recommend, in
the interest of justice pursuant to 18 U.S.C. § 3572(d)(1) [and
U.S.S.G. § 8C3.2(b)], that the fine be paid in the following
installments: within thirty (30) days of imposition of sentence
-- $[XX] million [(plus any accrued interest)]; at the one-year
anniversary of imposition of sentence ("anniversary") -- $[XX]
million [(plus any accrued interest)]; at the two-year
anniversary -- $[XX] million [(plus any accrued interest)]; at
the three-year anniversary -- $[XX] million [(plus any accrued
interest)]; at the four-year anniversary -- $[XX] million [(plus
any accrued interest)]; and at the five-year anniversary --
$[XX] million [(plus any accrued interest)]; provided, however,
that the defendant shall have the option at any time before the
five-year anniversary of prepaying the remaining balance [(plus
any accrued interest)] then owing on the fine.
- The defendant understands that the Court will order it to
pay a $400 special assessment, pursuant to 18 U.S.C. §
3013(a)(2)(B), in addition to any fine imposed.
- [Both parties will recommend that no term of probation be
imposed, but the defendant understands that the Court's denial
of this request will not void this Plea Agreement.]
- [The United States and the defendant jointly submit that
this Plea Agreement, together with the record that will be
created by the United States and the defendant at the plea and
sentencing hearings, and the further disclosure described in
Paragraph 10, will provide sufficient information concerning the
defendant, the crime charged in this case, and the defendant's
role in the crime to enable the meaningful exercise of
sentencing authority by the Court under 18 U.S.C. § 3553. The
United States and defendant agree to request jointly that the
Court accept the defendant's guilty plea and impose sentence on
an expedited schedule as early as the date of arraignment, based
upon the record provided by the defendant and the United States,
under the provisions of Fed. R. Crim. P. 32(c)(1)(A)(ii),
U.S.S.G. § 6A1.1, and [Rule XXX] of the Criminal Local Rules.
The Court's denial of the request to impose sentence on an
expedited schedule will not void this Plea Agreement.]
- [The United States contends that had this case gone to
trial, the United States would have presented evidence to prove
that the gain derived from or the loss resulting from the
charged offense is sufficient to justify the recommended
sentence set forth in this paragraph, pursuant to 18 U.S.C. §
3571(d). For purposes of this plea and sentencing only, the
defendant waives its rights to contest this calculation.]
9. [The United States and the defendant agree that the applicable
Guidelines fine range exceeds the fine contained in the recommended
sentence set out in Paragraph 8 above. Subject to the full and
continuing cooperation of the defendant, as described in Paragraph
14 of this Plea Agreement, and prior to sentencing in this case, the
United States agrees that it will make a motion, pursuant to U.S.S.G.
§ 8C4.1, for a downward departure from the Guidelines fine range and
will request that the Court impose the recommended sentence set out
in Paragraph 8 of this Plea Agreement because of the defendant's
substantial assistance in the government's investigation and
prosecutions of violations of federal criminal law in the [PRODUCT]
industry.] OR
[The United States and the defendant agree that the applicable
Guidelines fine range exceeds the fine contained in the recommended
sentence set out in Paragraph 8 above. The United States and the
defendant further agree that the recommended fine is appropriate,
pursuant to [U.S.S.G. § 8C3.3(a) [and 18 U.S.C. § 3572(b)], due to
the inability of the defendant to pay a fine greater than that
recommended without impairing its ability to make restitution to
victims] OR [U.S.S.G. § 8C3.3(b), due to the inability of the
defendant to pay a fine greater than that recommended without
substantially jeopardizing its continued viability].
10. Subject to the ongoing, full, and truthful cooperation of the
defendant described in Paragraph 14 of this Plea Agreement, and
before sentencing in the case, the United States will fully advise
the Court and the Probation Office of the fact, manner, and extent
of the defendant's cooperation [and its commitment to prospective
cooperation] with the United States' investigation and prosecutions,
all material facts relating to the defendant's involvement in the
charged offense, and all other relevant conduct.
11. The United States and the defendant understand that the Court
retains complete discretion to accept or reject the recommended
sentence provided for in Paragraph 8 of this Plea Agreement. [If a
B agreement --- The defendant understands that, as provided in Fed.
R. Crim. P. 11(c)(3)(B), if the Court does not impose the
recommended sentence contained in this Agreement, it nevertheless
has no right to withdraw its plea of guilty.]
[Insert (a) and (b) only for C agreements--
- If the Court does not accept the recommended sentence, the
United States and the defendant agree that this Plea Agreement,
except for Paragraph 11(b) below, shall be rendered void.
- If the Court does not accept the recommended sentence, the
defendant will be free to withdraw its guilty plea (Fed. R. Crim.
P. 11(c)(5) and (d)). If the defendant withdraws its plea of
guilty, this Plea Agreement, the guilty plea, and any statement
made in the course of any proceedings under Fed. R. Crim. P. 11
regarding the guilty plea or this Plea Agreement or made in the
course of plea discussions with an attorney for the government
shall not be admissible against the defendant in any criminal or
civil proceeding, except as otherwise provided in Fed. R. Evid.
410. In addition, the defendant agrees that, if it withdraws its
guilty plea pursuant to this subparagraph of the Plea Agreement,
the statute of limitations period for any offense referred to in
Paragraph 16 of this Plea Agreement will be tolled for the
period between the date of the signing of the Plea Agreement and
the date the defendant withdrew its guilty plea or for a period
of sixty (60) days after the date of the signing of the Plea
Agreement, whichever period is greater.]
12. [The defendant shall give notice of its conviction and
sentence to victims of the offense as specified in the presentence
report. The form of the notice shall be approved by the U.S.
Probation Officer and the Court. The defendant shall bear the costs
associated with the mailing of the notice.]
[The defendant shall publicize at its expense in [the Wall Street
Journal] and in [the New York Times] in prominent, one-quarter page
advertisements within ten days of the date of conviction the nature
of the offense committed by the defendant in this case, the fact of
conviction, the sentence imposed in this case, and the steps that
will be taken to prevent the recurrence of similar offenses.]
[13. In light of the availability of civil causes of actions, which
potentially provide for a recovery of a multiple of actual damages,
the United States agrees that it will not seek a restitution order
for the offense charged in the Information.]
DEFENDANT'S COOPERATION
14. The defendant [and its [LIST TYPES OF OTHER RELATED CORPORATE
ENTITIES] [(collectively, "related entities") --- only use if more
than one type of related entity is listed]] will cooperate fully and
truthfully with the United States in the prosecution of this case,
the conduct of the current federal investigation of violations of
federal antitrust and related criminal laws involving the
[manufacture or sale] of [PRODUCT], any other federal investigation
resulting therefrom, and any litigation or other proceedings arising
or resulting from any such investigation to which the United States
is a party ("Federal Proceeding"). The ongoing, full, and truthful
cooperation of the defendant shall include, but not be limited to:
- producing to the United States all non-privileged documents,
information, and other materials, wherever located, in the
possession, custody, or control of the defendant [or any of its
[related entities]], requested by the United States in
connection with any Federal Proceeding;
- [securing the ongoing, full, and truthful cooperation, as
defined in Paragraph 15 of this Plea Agreement, of [NAMED
INDIVIDUALS], including making such persons available in the
United States and at other mutually agreed-upon locations, at
the defendant's expense, for interviews and the provision of
testimony in grand jury, trial, and other judicial proceedings
in connection with any Federal Proceeding;] and
- using its best efforts to secure the ongoing, full, and
truthful cooperation, as defined in Paragraph 15 of this Plea
Agreement, of the current [and former] directors, officers, and
employees of the defendant [or any of its [related entities]][,
in addition to those specified in subparagraph (b) above,] as
may be requested by the United States,[but excluding [Samuel T.
Jones], [John R. Doe], and [Robert P. Smith],] including making
these persons available [in the United States and at other
mutually agreed-upon locations], at the defendant's expense, for
interviews and the provision of testimony in grand jury, trial,
and other judicial proceedings in connection with any Federal
Proceeding.
15. The ongoing, full, and truthful cooperation of each person
described in [either] Paragraph 14(b) [or 14(c)] above will be
subject to the procedures and protections of this paragraph, and
shall include, but not be limited to:
- producing [in the United States and at other mutually
agreed-upon locations] all non-privileged documents, including
claimed personal documents, and other materials, wherever
located, requested by attorneys and agents of the United States;
- making himself or herself available for interviews [in the
United States and at other mutually agreed-upon locations], not
at the expense of the United States, upon the request of
attorneys and agents of the United States;
- responding fully and truthfully to all inquiries of the
United States in connection with any Federal Proceeding, without
falsely implicating any person or intentionally withholding any
information, subject to the penalties of making false statements
(18 U.S.C. § 1001) and obstruction of justice (18 U.S.C. § 1503
et seq.);
- otherwise voluntarily providing the United States with any
non-privileged material or information not requested in (a) -
(c) of this paragraph that he or she may have that is related to
any Federal Proceeding;
- when called upon to do so by the United States in connection
with any Federal Proceeding, testifying in grand jury, trial,
and other judicial proceedings[ in the United States] fully,
truthfully, and under oath, subject to the penalties of perjury
(18 U.S.C. § 1621), making false statements or declarations in
grand jury or court proceedings (18 U.S.C. § 1623), contempt (18
U.S.C. § § 401-402), and obstruction of justice (18 U.S.C. § 1503
et seq.); and
- agreeing that, if the agreement not to prosecute him or her
in this Plea Agreement is rendered void under Paragraph 17(c),
the statute of limitations period for any Relevant Offense as
defined in Paragraph 17(a) will be tolled as to him or her for
the period between the date of the signing of this Plea
Agreement and six (6) months after the date that the United
States gave notice of its intent to void its obligations to that
person under the Plea Agreement.
GOVERNMENT'S AGREEMENT
16. Upon acceptance of the guilty plea called for by this Plea
Agreement and the imposition of the recommended sentence, and
subject to the cooperation requirements of Paragraph 14 of this Plea
Agreement, the United States agrees that it will not bring further
criminal charges against the defendant [or any of its [related
entities]] for any act or offense committed before the date of this
Plea Agreement that was undertaken in furtherance of an antitrust
conspiracy involving the [manufacture or sale] of [PRODUCT]. The
nonprosecution terms of this paragraph do not apply to civil matters
of any kind, to any violation of the federal tax or securities laws,
or to any crime of violence.
17. The United States agrees to the following:
- Upon the Court's acceptance of the guilty plea called for by
this Plea Agreement and the imposition of the recommended
sentence and subject to the exceptions noted in Paragraph 17(c),
the United States will not bring criminal charges against any
current [or former] director, officer, or employee of the
defendant [or its [related entities]] for any act or offense
committed before the date of this Plea Agreement and while that
person was acting as a director, officer, or employee of the
defendant [or its [related entities]] that was undertaken in
furtherance of an antitrust conspiracy involving the
[manufacture or sale] of [PRODUCT] ("Relevant Offense")[, except
that the protections granted in this paragraph shall not apply
to [Samuel T. Jones], [John R. Doe], or [Robert P. Smith])];
- Should the United States determine that any current or
former director, officer, or employee of the defendant [or its
[related entities]] may have information relevant to any Federal
Proceeding, the United States may request that person's
cooperation under the terms of this Plea Agreement by written
request delivered to counsel for the individual (with a copy to
the undersigned counsel for the defendant) or, if the individual
is not known by the United States to be represented, to the
undersigned counsel for the defendant;
- If any person requested to provide cooperation under
Paragraph 17(b) fails to comply with his or her obligations
under Paragraph 15, then the terms of this Plea Agreement as
they pertain to that person, and the agreement not to prosecute
that person granted in this Plea Agreement, shall be rendered
void;
- Except as provided in Paragraph 17(e), information provided
by a person described in Paragraph 17(b) to the United States
under the terms of this Plea Agreement pertaining to any
Relevant Offense, or any information directly or indirectly
derived from that information, may not be used against that
person in a criminal case, except in a prosecution for perjury
(18 U.S.C. § 1621), making a
false statement or declaration (18 U.S.C. § § 1001, 1623), or
obstruction of justice (18 U.S.C. § 1503 et seq.);
- If any person who provides information to the United States
under this Plea Agreement fails to comply fully with his or her
obligations under Paragraph 15 of this Plea Agreement, the
agreement in Paragraph 17(d) not to use that information or any
information directly or indirectly derived from it against that
person in a criminal case shall be rendered void;
- The nonprosecution terms of this paragraph do not apply to civil
matters of any kind, to any violation of the federal tax or
securities laws, or to any crime of violence; and
- Documents provided under Paragraphs 14(a) and 15(a) shall be
deemed responsive to outstanding grand jury subpoenas issued to
the defendant [or any of its [related entities]].
[18. The United States agrees that when any person travels to the
United States for interviews, grand jury appearances, or court
appearances pursuant to this Plea Agreement, or for meetings with
counsel in preparation therefor, the United States will take no
action, based upon any Relevant Offense, to subject such person to
arrest, detention, or service of process, or to prevent such person
from departing the United States. This paragraph does not apply to
an individual's commission of perjury (18 U.S.C. § 1621), making
false statements (18 U.S.C. § 1001), making false statements or
declarations in grand jury or court proceedings (18 U.S.C. § 1623),
obstruction of justice (18 U.S.C. § 1503 et seq.), or contempt (18
U.S.C. § § 401-402) in connection with any testimony or information
provided or requested in any Federal Proceeding.]
[19. The defendant understands that it may be subject to
administrative action by federal or state agencies other than the
United States Department of Justice, Antitrust Division, based upon
the conviction resulting from this Plea Agreement, and that this
Plea Agreement in no way controls whatever action, if any, other
agencies may take. However, the United States agrees that, if
requested, it will advise the appropriate officials of any
governmental agency considering such administrative action of the
fact, manner, and extent of the cooperation of the defendant [and
its [related entities]] as a matter for that agency to consider
before determining what administrative action, if any, to take.]
REPRESENTATION BY COUNSEL
20. The defendant has been represented by counsel and is fully
satisfied that its attorneys have provided competent legal
representation. The defendant has thoroughly reviewed this Plea
Agreement and acknowledges that counsel has advised it of the nature
of the charge, any possible defenses to the charge, and the nature
and range of possible sentences.
VOLUNTARY PLEA
21. The defendant's decision to enter into this Plea Agreement
and to tender a plea of guilty is freely and voluntarily made and is
not the result of force, threats, assurances, promises, or
representations other than the representations contained in this
Plea Agreement. The United States has made no promises or
representations to the defendant as to whether the Court will accept
or reject the recommendations contained within this Plea Agreement.
VIOLATION OF PLEA AGREEMENT
22. The defendant agrees that, should the United States determine
in good faith, during the period that any Federal Proceeding is
pending, that the defendant [or any of its [related entities]] have
failed to provide full and truthful cooperation, as described in
Paragraph 14 of this Plea Agreement, or has otherwise violated any
provision of this Plea Agreement, the United States will notify
counsel for the defendant in writing by personal or overnight
delivery or facsimile transmission and may also notify counsel by
telephone of its intention to void any of its obligations under this
Plea Agreement (except its obligations under this paragraph), and
the defendant [and its [related entities]] shall be subject to
prosecution for any federal crime of which the United States has
knowledge including, but not limited to, the substantive offenses
relating to the investigation resulting in this Plea Agreement. The
defendant [and its [related entities]] agree that, in the event that
the United States is released from its obligations under this Plea
Agreement and brings criminal charges against the defendant [or its
[related entities]] for any offense referred to in Paragraph 16 of
this Plea Agreement, the statute of limitations period for such
offense will be tolled for the period between the date of the
signing of this Plea Agreement and six (6) months after the date the
United States gave notice of its intent to void its obligations
under this Plea Agreement.
23. The defendant understands and agrees that in any further
prosecution of it [or its [related entities]] resulting from the
release of the United States from its obligations under this Plea
Agreement, because of the defendant's [or its [related entities']]
violation of the Plea Agreement, any documents, statements,
information, testimony, or evidence provided by it[, its [related
entities],] or [current or former directors, officers, or employees
of it [or its [related entities]]] to attorneys or agents of the
United States, federal grand juries, or courts, and any leads
derived therefrom, may be used against it [or its [related
entities]] in any such further prosecution. In addition, the
defendant unconditionally waives its right to challenge the use of
such evidence in any such further prosecution, notwithstanding the
protections of Fed. R. Evid. 410.
ENTIRETY OF AGREEMENT
24. This Plea Agreement constitutes the entire agreement between
the United States and the defendant concerning the disposition of
the criminal charge[s] in this case. This Plea Agreement cannot be
modified except in writing, signed by the United States and the
defendant.
25. The undersigned is authorized to enter this Plea Agreement on
behalf of the defendant as evidenced by the Resolution of the Board
of Directors of the defendant attached to, and incorporated by
reference in, this Plea Agreement.
26. The undersigned attorneys for the United States have been
authorized by the Attorney General of the United States to enter
this Plea Agreement on behalf of the United States.
[27. A facsimile signature shall be deemed an original signature for
the purpose of executing this Plea Agreement. Multiple signature
pages are authorized for the purpose of executing this Plea
Agreement.]
DATED: _____________________ |
Respectfully submitted, |
BY:________________________________
[CORPORATE REPRESENTATIVE] [Title] [Global Products, Inc.] |
BY:___________________________
[STAFF]
Attorneys U.S. Department of Justice Antitrust Division [STREET ADDRESS]
[CITY, STATE, ZIP CODE] Tel.: [(XXX) XXX-XXXX] |
BY:_______________________________
[NAME OF CORPORATE COUNSEL]
Counsel for [Global Products, Inc.]
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